Compliance Program Review & Advisory

Whether bringing a client file up to new regulatory standards or enhancing a client file as part of a scheduled review process, we help with periodic reviews of client KYC documentation and EDD research. Our team is experienced in identifying beneficial ownership, material negative news, reputational risk, PEP risk, and red flags. We can address deficiencies through complete program reviews.

Our team is composed of local and international business analysts with sector and industry knowledge who will provide context regarding relevant country issues. Our professionals are familiar with the regulatory and political environments relevant to their country or business sectors which can provide additional insight into risk assessments.

Erraz Compliance has expert AML officers with experience in program reviews, and enhancements in major global banks, our experienced professionals understand the specific needs of compliance programs. We execute program reviews, KYC / EDD processes, investigations procedures, and escalations. Managing regulatory expectations, and optimizing compliance program effectiveness while limiting negative impacts on business operations.

We can provide highly efficient review processes that give our clients cost-effective means to resolve challenges faced in their operations. Our diverse, and multi-disciplinary team of compliance professionals have country specific knowledge to address international risk scenarios effectively.

KYC/EDD Review

Transaction Monitoring

We can remediate an alert backlog or conduct a historical alert look-back. Our experienced professionals have performed look-back services for major banks like Citi, UBS, Deutsche Bank.

Institutions might experience reduction in staff, a season of increase transaction alerts, or have been mandated to conduct a look back by regulators. Our experience includes: credit cards, prepaid debit cards, investment banking, trading accounts, private bank, wealth management, correspondent banking, retail, SPV, and asset management.

  • Outsourced Money Laundering Officer Services
  • Quality Assurance
  • Compliance Program and Policy and Procedure Reviews
  • Staff Training
  • Customer Reviews/Remediation
  • Bank Reviews/Remediation
  • PEP Reviews/Remediation
  • Investigative Due Diligence
  • Cyber Investigations and Computer Forensics
  • Sanctions and Embargo
  • Anti-Bribery and Corruption

Additional Services